Engagement options

At Vega Financial, we believe great advice should be easy to understand and aligned to where you are right now. Whether you need a one-time second opinion or an ongoing advisory relationship, we offer engagement options designed to meet you where you are.

Hourly Consultation

Advice-Only

This option is ideal for investors who want clarity around a specific question or financial decision.

Common use cases

401(k) plan review
Investment portfolio tune-up
Roth conversion and tax planning questions
Concentrated stock or risk analysis

What to expect

30-minute intake and information review
60 to 90 minutes of analysis and recommendations
Clear next steps you can implement independently
$400 per hour
Typical engagement totals $800
Best for investors who manage their own finances but want professional confirmation or direction.
★ Core Offering

Comprehensive Strategy

Ongoing Advisory

A long-term advisory relationship built around your goals.

This is Vega's core offering for households seeking continuous guidance, professional portfolio management, and proactive planning.

What is included

Customized investment strategy
Retirement and tax-aware planning
Ongoing portfolio management
Risk management coordination
Ongoing advice as your life and priorities evolve

Annual Advisory Fees

1.00%

annually for households with $1 million or more in investable assets

1.25%

annually for households under $1 million

Fees are assessed monthly and fully disclosed. Vega Financial does not receive commissions or sell investment products.

Best for: Busy professionals, pre-retirees/retirees, and families who want a trusted advisor in their corner with active, hands-on strategy execution.

Options Strategy

Advanced Portfolio Management

Sophisticated tools used with discipline and risk controls.

Options strategies add complexity and require active oversight. This engagement is designed for experienced investors who want options incorporated as part of a broader portfolio strategy.

What is included

Covered calls and cash-secured puts
Defined-risk strategies
Ongoing monitoring and adjustment
Clear education around risk and trade-offs

Annual Advisory Fee

1.50%annually

Comprehensive management including options strategy implementation and monitoring.

Best for: Investors prepared for the heightened complexity, monitoring demands, and risk exposure inherent in options-based portfolios.

Choosing the Right Engagement

Some clients begin with a one-time consultation and later move into ongoing advisory. Others start with a comprehensive strategy from day one. There is no required path.

We will help you select the engagement that aligns with your goals, complexity, and level of involvement.

Ready to Work Together?

Let's start building your personalized financial plan today.